Friday 18 November 2011

Whitehall – misfeasance in public office

Dame Helen Ghosh has been Permanent Secretary at the Home Office since 1 January 2011. Before her, it was Sir David Normington. And before him, it was Sir John Gieve who signed the accounts.

On 21 July 2006, the Times published Accounts for Home Office adrift by trillions:
A National Audit Office review of transactions carried out on the Home’s Office’s financial IT system found problems with the data. “When the gross transaction value of debits and credits within this data was totalled, they each amounted to £26,527,108,436,994: almost 2,000 times higher than the Home Office’s gross expenditure for 2004-05 and approximately one and a half times higher than the estimated gross domestic product of the entire planet,” a note from the National Audit Office said.

“This suggests something has gone seriously awry. We have yet to receive an explanation for what has happened,” the note added.

Last night Richard Bacon, a Conservative member of the [Public Accounts Committee], said: “In any parish council or cricket club the person responsible would have been out on his ear. What actually happened was that Sir John was promoted to become Deputy Governor of the Bank of England in charge of financial stability in the banking system.

“You might reasonably expect to see this in a Gilbert and Sullivan opera, but not in real life.”
Make the most of any smile that brought to your lips.

On 11 November 2011, the National Audit Office published HM Revenue & Customs – The expansion of online filing of tax returns.

Unpromising material, granted. It repays attention nonetheless.

All of HMRC's IT to handle tax returns is supplied under contract. The contract is called ASPIRE and the contractors are Capgemini and Fujitsu. ASPIRE is worth £8 billion over 10 years. The NAO are talking about how HMRC spends 8,000 million of our pounds. Under the heading Operational performance, they say (pp.8-9):
HMRC uses a range of indicators to measure the performance of its ICT services, which include online services, and it measures availability that relates specifically to online filing. HMRC has a high-level view of the overall costs of ICT provision through the ASPIRE contract. It has been taking steps to improve that information and achieve cost savings. It does not yet have a detailed breakdown of the costs of online filing services, so it cannot benchmark those costs to assess their value for money. HMRC is currently negotiating with the ASPIRE contractors to obtain a clearer breakdown of the costs of ICT services provided.
What are the NAO telling us?

For anyone who missed it, the NAO provide a second chance (p.11) when they say that HMRC ...
... should proceed with its plans to identify ICT costs specific to online filing services and ensure that current negotiations with the ASPIRE contractors provide sufficient breakdown of cost information for regular benchmarking of costs.
HMRC has "a high-level view of the overall costs" of IT but not "a detailed breakdown". The contractors won't give them a detailed breakdown. HMRC are having to negotiate with the contractors to get a detailed breakdown. HMRC don't know what they're getting for our money. They just keep paying. The contractors don't tell HMRC what they're invoicing for. They just keep demanding money. Lots of money. £8,000,000,000 of our money.

This isn't Gilbert and Sullivan. This is Mario Puzo.

----------

The exegesis above is due to Tony Collins, investigative journalist and hero.

He reminisces about an earlier incidence of this irresponsible, unbusinesslike, spineless, craven, beholden behaviour of Whitehall's:
Several years ago the Conservative MP Richard Bacon asked criminal justice officials for a breakdown of costs on the “Libra” contract for magistrates’ courts IT. The Department didn’t know. So it referred Bacon to Fujitsu, Libra’s main supplier.

Fujitsu eventually provided a breakdown so vague – with high-level categories such as “network services” – that Bacon had little choice but to ask the same questions repeatedly to find out how public funds were being spent with Fujitsu.

In the end Bacon failed – and he had little support from departmental officials.
It's an ugly and horrifying subject that no-one wants to dwell on. Which may be why Mr Collins forgets another case he himself reported, the case of the NHS's £11 billion+ NPfIT contract:
I understand that when auditors carried out a check at NHS Connecting for Health they found box-loads of invoices that had not been analysed.

Auditors found that the invoices were being paid as they came in, without a reconciliation of what was being charged against what was being delivered, and without a check on the extent to which payments related to sign-off of systems by local trusts.
Richard Bacon MP, hero, has been active on all three projects – Libra, NPfIT and ASPIRE – together with Tony Collins, trying to get value for money for the public and, so far, failing.

Amyas Morse, Comptroller and Auditor General at the NAO, is unearthing tons of evidence of negligence.

Whitehall says it's doing nothing illegal, which may be true, but it's not the responsible behaviour we have a right to expect and, for the moment, the money keeps pouring out of the bucket and into the pockets of the contractors and the management consultants and the PFI financiers.

Nothing illegal? Is there a lawyer in the house? Is there a case here to bring charges of misfeasance in public office?

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Updated 8 November 2013:
DWP untouched by MPs’ criticisms over Universal Credit IT project
Did DWP mislead MPs and media over Universal Credit?
DWP cover-up over Universal Credit IT project?
More IT-based megaprojects derail amid claims all is well

Updated 9 November 2015
Police funding sums are totally wrong, Home Office admits

Police and crime commissioners accused the Home Office of being unable to add up after a senior civil servant admitted that the wrong data was applied in its planned overhaul of the way in which cash grants are distributed to the 43 forces in England and Wales ...

In the case of Scotland Yard, the Home Office grant estimate was said to be wrong by more than £100 million ...

Andrew White, the chief executive of Devon and Cornwall’s PCC office, uncovered the discrepancies after his own analysts were unable to make the Home Office figures add up. He said that he received a letter admitting the mistake yesterday from Mary Callum, the director-general for crime and policing ...
After signing the £26½ trillion Home Office accounts (please see above) Sir John Gieve went on to become a Deputy Governor of the Bank of England. Can Mary Callum follow this tradition?


Updated 13.4.16

UK borders safe?

A dutiful Whitehall under the political control of Westminster?

High standards of misfeasance maintained, particularly at the Home Office:
Top civil servant kicked out of Parliament committee for 'unsatisfactory' answers to MPs

A senior Whitehall mandarin refused to say whether the UK Border Force budget has been cut – before being kicked out of a hearing with MPs for giving "unsatisfactory" answers.

Oliver Robbins was threatened with being held in contempt and repeatedly criticised when he side-stepped a string of questions put to him by the home affairs select committee.

Mr Robbins, the Home office second permanent secretary, was asked nine times by Keith Vaz, the committee chairman, whether the borders budget had been finalised, without receiving an answer.

Twenty minutes later Mr Robbins was told to leave the session ...

Updated 29.6.16
Permanent Secretary appointed to lead the new EU unit in Cabinet Office

29 June 2016

Oliver Robbins has been appointed as the head of the new EU Unit in the Cabinet Office.

Oliver will have responsibility for supporting Cabinet in the examination of options for our future relationship outside the EU, with Europe, and the rest of the world as well as responsibility for the wider European and Global Issues Secretariat ...

Mark Sedwill, Permanent Secretary at the Home Office, said: "... I can think of no better person to lead this work than Oliver Robbins, who, in the past year as Second Permanent Secretary for borders, immigration and citizenship, has made such a positive impact in the department, and developed considerable expertise in many of the issues central to negotiating British withdrawal and establishing a new position in the world".
Let's hope that Mr Robbins will be a little more forthcoming than he was with the Home Affairs Committee.


Whitehall – misfeasance in public office

Dame Helen Ghosh has been Permanent Secretary at the Home Office since 1 January 2011. Before her, it was Sir David Normington. And before him, it was Sir John Gieve who signed the accounts.

On 21 July 2006, the Times published Accounts for Home Office adrift by trillions:
A National Audit Office review of transactions carried out on the Home’s Office’s financial IT system found problems with the data. “When the gross transaction value of debits and credits within this data was totalled, they each amounted to £26,527,108,436,994: almost 2,000 times higher than the Home Office’s gross expenditure for 2004-05 and approximately one and a half times higher than the estimated gross domestic product of the entire planet,” a note from the National Audit Office said.

“This suggests something has gone seriously awry. We have yet to receive an explanation for what has happened,” the note added.

Last night Richard Bacon, a Conservative member of the [Public Accounts Committee], said: “In any parish council or cricket club the person responsible would have been out on his ear. What actually happened was that Sir John was promoted to become Deputy Governor of the Bank of England in charge of financial stability in the banking system.

“You might reasonably expect to see this in a Gilbert and Sullivan opera, but not in real life.”
Make the most of any smile that brought to your lips.

Wednesday 16 November 2011

Brodie Clark's evidence 2

In the opinion of this blog:
For 10 years the Home Office have been investing public money unwisely in projects which depend for their success on mass consumer biometrics technology being reliable – it isn't.
Brodie Clark gave evidence yesterday to the Home Affairs Committee. According to Public Servant magazine's report he said:
"The warnings index had not been compromised at Heathrow ... it must never be compromised. There are nine checks, the fingerprint check is the least reliable, it is a secondary and additional check to the face against document match. The policy required me to suspend watch list checking, the manager at Heathrow decided to suspend the lower level of checking and I approved."

Brodie Clark's evidence 2

In the opinion of this blog:
For 10 years the Home Office have been investing public money unwisely in projects which depend for their success on mass consumer biometrics technology being reliable – it isn't.
Brodie Clark gave evidence yesterday to the Home Affairs Committee. According to Public Servant magazine's report he said:
"The warnings index had not been compromised at Heathrow ... it must never be compromised. There are nine checks, the fingerprint check is the least reliable, it is a secondary and additional check to the face against document match. The policy required me to suspend watch list checking, the manager at Heathrow decided to suspend the lower level of checking and I approved."

GreenInk 2 – bringing the Home Office's use of biometrics under statistical control

Unpublished:
From: David Moss
Sent: 15 November 2011 17:54
To: 'letters@thetimes.co.uk'
Subject: Jenny Booth and Philippe Naughton, 15 November 2011, Theresa May ‘destroyed my reputation’

http://www.thetimes.co.uk/tto/news/uk/article3227351.ece

Sir

In the matter of Brodie Clark, the public learn for the first time that "fingerprint matching ... was the lowest level of nine identity checks".

Ministers have given the impression for ten years since 9/11 that these biometrics are reliable. No statistics have ever been published to support this impression. There are no such statistics.

We have also learnt through the UK Statistics Authority that the Home Office have been misusing statistics, not for the first time, to improve the impression of their performance.

The UK Statistics Authority's stance in this matter is exemplary. I recommend that they should also be given the chance to review the statistics available on the biometrics used by the Home Office. If this technology turns out to be too unreliable, then the projects which rely on it should be discontinued to avoid any further waste of public money.

Yours
David Moss

GreenInk 2 – bringing the Home Office's use of biometrics under statistical control

Unpublished:
From: David Moss
Sent: 15 November 2011 17:54
To: 'letters@thetimes.co.uk'
Subject: Jenny Booth and Philippe Naughton, 15 November 2011, Theresa May ‘destroyed my reputation’

http://www.thetimes.co.uk/tto/news/uk/article3227351.ece

Sir

In the matter of Brodie Clark, the public learn for the first time that "fingerprint matching ... was the lowest level of nine identity checks".

Ministers have given the impression for ten years since 9/11 that these biometrics are reliable. No statistics have ever been published to support this impression. There are no such statistics.

We have also learnt through the UK Statistics Authority that the Home Office have been misusing statistics, not for the first time, to improve the impression of their performance.

The UK Statistics Authority's stance in this matter is exemplary. I recommend that they should also be given the chance to review the statistics available on the biometrics used by the Home Office. If this technology turns out to be too unreliable, then the projects which rely on it should be discontinued to avoid any further waste of public money.

Yours
David Moss

GreenInk 1 – an alternative target for DfID's billions

Unpublished:
From: David Moss
Sent: 13 November 2011 12:55
To: 'dtletters@telegraph.co.uk'
Subject: UKBA and DfID

Sir

While the UK Border Agency are clearly short of money, the Department for International Development are said to be concerned at how hard it is to find worthy causes to spend their our money on. If we re-classify the activities of UKBA as international development, perhaps ...

Yours
David Moss

GreenInk 1 – an alternative target for DfID's billions

Unpublished:
From: David Moss
Sent: 13 November 2011 12:55
To: 'dtletters@telegraph.co.uk'
Subject: UKBA and DfID

Sir

While the UK Border Agency are clearly short of money, the Department for International Development are said to be concerned at how hard it is to find worthy causes to spend their our money on. If we re-classify the activities of UKBA as international development, perhaps ...

Yours
David Moss

Ed Davey, problem-solver – midata

In 1621, King James I directed the Privy Council to establish a temporary committee to investigate the causes of a decline in trade and consequent financial difficulties. The Board's formal title remains The Lords of the Committee of Privy Council appointed for the consideration of all matters relating to Trade and Foreign Plantations.
That's what it says on Wikipedia, under Board of Trade.

400 years later and not a foreign plantation in sight, this temporary committee is thriving and we still have a President of the Board of Trade – Vince Cable, Secretary of State at BIS, the Department of Business, Innovation and Skills.

What with him ruling by divine right (James, not Vince), it's unlikely that James would have seen the need for a team of no less than five ministers of state, but that's what Vince has got, plus Ed Davey, Lib Dem MP for Kingston and Surbiton, minister for employment relations, consumer and postal affairs.

And thank goodness for Ed Davey with his PPE from Oxford and his masters in economics from the LSE because, 400 years later, here we are again with a decline in trade and consequent financial difficulties. But not for long. Mr Davey has the answer.

What's stopping the economy from growing? Businesses can't sell enough goods and services. Why can't they sell enough goods and services? Because they don't know which consumers want which goods and services. It's the consumers' fault*. Who's in charge of consumers? Ed Davey.

The right man for the job, Mr Davey proposes that consumers should collect together all their transactional history and circulate it to businesses, who can process the data and work out exactly what to sell us. Job done, economy starts growing again and never stops. Why didn't you think of that?

That's the economics sorted out. But Mr Davey is a politician as well. He needs to sort out the politics. A small but loud-mouthed minority of the generally grateful population gets a bit tetchy about protecting its privacy and guarding its dignity. What to do?

Master of more than just economics, Mr Davey comes up with a name for his scheme, "midata". My data – see what he's done, there? The security and comfort of exclusive possession all wrapped up in a friendly name, you will note, with no capital letters in it. And he's come up with two USPs. People will be "empowered" by midata because they will take "control" of their data.

That's why the BIS press release, Government, business and consumer groups commit to midata vision of consumer empowerment, uses the word "empower" and its cognates no less than 13 times. Poor old "control" only makes one appearance, but it's a starring one:
Today’s announcement marks the first time globally there has been such a Government-backed initiative to empower individuals with so much control over the use of their own data.
Who would be empowered for the first time globally by midata? Surely the businesses using it to target customers. Who would be in so much control of the data? Surely the businesses who are processing it.

Is it possible that Mr Davey has perhaps got the empowerment and control wrongly ascribed? That is the question posed by a number of contributors to his blog. Four of us. There can be only one interpretation of the silence with which Mr Davey has greeted these impertinent enquiries – diplomat to his fingertips that he is, he doesn't want to embarrass us.

Diplomacy is one thing, but don't mistake it for weakness. Mr Davey is a determined man and midata will not be derailed:
Government slams operators for failing to sign up to Midata hub
Government officials have slammed mobile operators for not signing up to its data hub project Midata ...

Consumer affairs minister Edward Davey had wanted all the operators to sign up to the voluntary scheme to ‘further assist consumers in getting the best deal on their mobile phone contract’ ...

One senior aide at the Department for Business, Innovation and Skills said: ‘Instead of supporting the Government’s vision of endorsing the key principle that data should be released back to consumers, all of the UK’s main operators have shunned the proposals and are delaying signing up. It’s great we have Three on board, but the fact is we need all of the firms involved to really be credible ...

... the BIS aide added: ‘Consumers should be able to access, retrieve and store their data securely and mobile operators should not think themselves immune from this.’
"Voluntary", you see, another Ed Davey-inspired USP, as heralded in the press release:
midata is a voluntary partnership between the UK Government, businesses, consumer groups, regulators and trade bodies to create an agreed, common approach to empowering individuals with their personal data.
But it's "voluntary" in a sense that only ministers and Whitehall officials understand the word. No-one else, on turning down the opportunity to join an organisation voluntarily, would expect to be "slammed" for it.

How long before the woolly mitten comes off revealing the petulant fist inside, and we read:
Government slams consumers for failing to sign up to Midata hub
Government officials have slammed a small group of recalcitrant and mentally unstable subversives for not signing up to its data hub project Midata ...

Consumer affairs minister Edward Davey had wanted all patriotic citizens to sign up to the voluntary scheme to ‘further assist the economy’ ...

One senior aide at the Department for Business, Innovation and Skills said: ‘Instead of supporting the Government’s vision of endorsing the key principle that personal data should be available to us, a few unwise souls have shunned the proposals and are delaying signing up. It’s great we have Stephen Fry on board, but the fact is we need everyone in the UK to really be credible ...

... the BIS aide added: ‘The government should be able to access, retrieve and store personal data securely and consumers should not think themselves immune from this.’
You think you're "immune"? Why?

King James, your Majesty, your gracious bequest glows still in the hearts of these, your humble subjects.

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* This seems to be something of a Lib Dem tic. Remember that, according to Chris Huhne, it's our own fault, we consumers, that we pay so much for energy.

Ed Davey, problem-solver – midata

In 1621, King James I directed the Privy Council to establish a temporary committee to investigate the causes of a decline in trade and consequent financial difficulties. The Board's formal title remains The Lords of the Committee of Privy Council appointed for the consideration of all matters relating to Trade and Foreign Plantations.
That's what it says on Wikipedia, under Board of Trade.

400 years later and not a foreign plantation in sight, this temporary committee is thriving and we still have a President of the Board of Trade – Vince Cable, Secretary of State at BIS, the Department of Business, Innovation and Skills.

What with him ruling by divine right (James, not Vince), it's unlikely that James would have seen the need for a team of no less than five ministers of state, but that's what Vince has got, plus Ed Davey, Lib Dem MP for Kingston and Surbiton, minister for employment relations, consumer and postal affairs.

And thank goodness for Ed Davey with his PPE from Oxford and his masters in economics from the LSE because, 400 years later, here we are again with a decline in trade and consequent financial difficulties. But not for long. Mr Davey has the answer.